Nominees

At this General Shareholders’ Meeting, 3D Investment Partners Pte. Ltd. propose the election of two independent directors, Allen Chu and Yuya Shimizu.

Allen Chu

(19 September 1970)

1992

Joined Donaldson, Lufkin & Jenrette Securities Corp. (New York) Investment Banking Financial, Analyst

1994

Joined The Goldman Sachs Group, Inc., (Hong Kong), Investment Banking Division Financial Analyst

1995

The Goldman Sachs Group, Inc., Promoted to Associate in the Principal Investment Area (Singapore)

1999

The Goldman Sachs Group, Inc., Principal Investment Area (HK, NY, Singapore) Executive Director

Appointed external director to a total of 9 companies* (including Alibaba Group Holding Limited and SMIC (Semiconductor Manufacturing International Corporation)

2002

Joined Citadel Investment Group (Asia) Limited (Tokyo), Portfolio Manager

2005

Joined Tudor Capital (Singapore), Portfolio Manager

Elected Partner and Managing Director in 2007

2014

Joined Dymon Asia Capital (Singapore), Managing Director

2018

Left Dymon Asia Capital Singapore (Singapore)

2019

Joined Noviscient Pte. Ltd., Partner and Chairman of the Investment Committee (current appointment)

 

Significant Concurrent Appointments: Board of Harvard University Association of Alumni in Singapore

*Mr. Chu does not currently serve on the board of any public companies.

Dear Toshiba Shareholders,

My name is Allen Chu, Partner and Chairman of the Investment Committee of Noviscient, a multi-strategy, quantitative investment management company.

 

I seek your support for my election onto the Toshiba board of directors. I would like to bring my experience as a seasoned investor of private and public companies to assist the company in its transformation journey. If elected, I would be honored to work with the Toshiba board and management team to bring a fresh perspective on further optimizing the allocation of capital with a focus on ROIC oriented KPIs to maximize medium and long-term value, building a deep culture of accountability and adopting corporate governance best practices.  In addition, you have my full commitment to represent the shareholders to strive for best-in-class performance while building a healthy balance of the needs of all stakeholders.

 

Yuya Shimizu

(8 November 1971)

1994

Joined Goldman Sachs (Japan) Ltd.

2000

Joined Moore Strategic Value Partners, LLC

2003

Joined AC Capital Inc. (a private equity investment business company related to Asuka Asset Management Group)

2004

Joined Asuka Asset Management Co., Ltd. 

2005

Joined Jermyn Capital Ltd.

2007

Joined Dalton Investments Group

2010

Joined Dalton Advisory Co., Ltd. (new entity established pursuant to the restructuring of Dalton Investments Group), Representative Director

2011

Joined Suntelephone Co., Ltd., Outside Director

2015

Founded OTS Capital Management Ltd. (Hong Kong)

Co-founder and Senior Portfolio Manager

2016

Founded Hibiki Path Advisors Pte. Ltd. (Singapore)

Representative Director and Chief Investment Officer (current appointment)

Dear Toshiba Shareholders,

My name is Yuya Shimizu, Founder and Chief Investment Officer of Hibiki Path Advisors, specializing in small cap value/engagement investing in Japanese Equities.

Thank you for giving me an opportunity to run for the directorship for such iconic turnaround in my country. Bringing a more dynamic capital markets in Japan by invigorating changes to individual companies have been my life-work as an investor, and, I would be excited to working together with Toshiba’s executives, and long-term shareholders, to “maximize” its long-term shareholder value. More specifically, if appointed, I would introduce value-oriented metrics such as ROI and ROIC for any capital decisions, and will not compromise my value orientation in formalizing logic and discipline into its corporate actions.

3D Investment Partners Pte. Ltd. 

3D Investment Partners (3Dインベストメント・パートナーズ)は、3D Opportunity Master Fund(3D・オポチュニティー・マスター・ファンド)を含む、東芝の株式を保有するファンドの資産運用会社です。東芝 株主総会 3Dインベストメント 株主提案

3D Investment Partners Pte. Ltd. is the investment manager of funds, including 3D Opportunity Master Fund, that hold shares in Toshiba. Compound Toshiba 3D Opportunity Master Fund

© 3D Investment Partners Pte. Ltd. 2020. All Rights Reserved. Disclaimer